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EB-1C document checklist

EB-1C mirrors L-1A's structure but at the immigrant level, with the additional requirement that the US entity has been doing business for at least one year. Adjudicators scrutinise whether the US role is genuinely managerial in an entity of the size shown, and whether the corporate relationship has been continuously maintained since the qualifying employment abroad.

Governing standard

Qualifying relationship, one year abroad in three, managerial or executive capacity

8 CFR 204.5(j)(3)

Top RFE trigger: US entity staffing too thin to support the claimed managerial role

Criteria and evidence mapping
Documents listed
8
Always required
8
Median exhibit pages
260
Initial RFE rate
31.2%

The checklist

Grouped by the purpose each document serves.

Documents marked as always required belong in every filing of this type. The rest apply where the fact pattern calls for them.

01

Corporate evidence

3 required of 3

  • Ownership chart and share register

    Continuous relationship from the qualifying year to filing

  • US entity tax returns

    At least one full year of operation

  • Payroll registers

    Establishing the staffing that supports a managerial role

02

Capacity evidence

3 required of 3

  • Organisational charts

    Foreign and US, with names, titles and headcount

  • Duty breakdown with time allocation

    Managerial versus operational split

  • Subordinate job descriptions

    Showing professional or supervisory subordinates

03

Qualifying employment

2 required of 2

  • Foreign payroll and employment letter

    Full qualifying year with duties

  • Form I-140 and G-28

    Cross-checked against the corporate record

This page prints cleanly — use it as a client-facing document request list.

Failure modes

What draws a request on a EB-1C.

Having every document on the list is necessary and not sufficient. These are the structural problems that produce requests even when the evidence is present.

Full RFE trends hub
  • US entity headcount too small to support the claimed managerial role
  • Break in the corporate relationship between the year abroad and filing
  • Duty descriptions that show the beneficiary performing the operational work
  • Tax returns that do not evidence a full year of doing business

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